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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2011-10-27
  • KS RA
    APPROVED
    Since 2011-10-27

Branch Locations

511 N Main St, Newton, KS 67114-2256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Newton KS 09/2004 03/2020
Ameriprise Financial Services, Llc Newton KS 03/2020 Present
Other Businesses

Board of Directors; Caring Hands Humane Society; Board Member/Secretary; 1400 SE 3rd St, , Newton, KS, 67114; Not Investment-Related; 02/11/2014; 1 to 9 hours per month; 0 during trading hours. Outside Employment; First Street Management Group, LLC; Paraplanner - Paraplanner of Anita Miller, owner.; ; 101 S Buckeye, , Abilene, KS, 67410; Investment-Related; 07/01/2019; 60 hours per month; 40 to 59 during trading hours. Other Business Activities; Secretary of the Hospitality Commission at Bethel College Mennonite Church; Take and submit minutes from monthly Commission meetings, serve coffee on Sunday mornings, assist as needed for church and student functions for Bethel College students.; 2600 College Avenue, , North Newton, KS, 67117; Not Investment-Related; 05/08/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-26
  • S66 Uniform Combined State Law Examination
    2011-10-26
Other Names
  • Sandra Ann Rohe

View on SEC IAPD

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