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James F Ellison

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Austin, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-11
  • TX RA
    APPROVED
    Since 2024-06-11

Branch Locations

3700 N Capital Of Texas Hwy, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Southern Methodist University Dallas TX 09/2018 01/2022
Northwestern Mutual Austin TX 05/2018 08/2018
Full Time Student San Antonio TX 01/2012 04/2018
Ubs Financials Services Dallas TX 01/2022 01/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Austin TX 05/2024 Present
Cbre Dallas TX 11/2022 05/2024
  • 09/2018 → 01/2022
    Southern Methodist University
    Dallas, TX
  • 05/2018 → 08/2018
    Northwestern Mutual
    Austin, TX
  • 01/2012 → 04/2018
    Full Time Student
    San Antonio, TX
  • 01/2022 → 01/2023
    Ubs Financials Services
    Dallas, TX
  • 05/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Austin, TX
  • 11/2022 → 05/2024
    Cbre
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-31
  • S66 Uniform Combined State Law Examination
    2022-05-31
Other Names
  • James French Ellison

View on SEC IAPD

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HARRELL INVESTMENT PARTNERS, LLC
WEATHERGAGE CAPITAL, LLC
LBJ FAMILY WEALTH ADVISORS, LTD.
JAMES S. MARROQUIN, CFP
OSAIC WEALTH, INC.

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David Nathan Van Winkle
DILDA DEEPAK DALVI
ANNA VICTORIA BODINE
Stephanie Caroline Morgan
ROBERT KING HARRELL

Other Offices

AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX
EVERLONG FINANCIAL · AUSTIN, TX
EDWARD JONES · Austin, TX
HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
LBJ FAMILY WEALTH ADVISORS, LTD. · AUSTIN, TX
JAMES S. MARROQUIN, CFP · AUSTIN, TX
OSAIC WEALTH, INC. · AUSTIN, TX

More in Austin, TX

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