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Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2001-01-01
  • MA RA
    APPROVED
    Since 2001-01-01

Branch Locations

1111 Elm St Ste 24, West Springfield, MA 01089 • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

75 Garden St., Wethersfield, CT 06109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Menzel Cpa, P.C. W. Spfld MA 09/1985 Present
Money Concepts Capital Corp North Palm Beach FL 02/1999 Present
Other Businesses

1.MENZEL CPA, PC CERTIFIED PUBLIC ACCOUNTANT. PRESIDENT & SOLE OWNER. BOOKKEEPING, PREPARATION OF FINANCIAL STATEMENTS & TAX RETURNS FOR INDIVIDUALS AND BUSINESS ENTITIES. 80 HOURS/WK+ 2.NGC INDUSTRIES INC., CORP., OWNER OR SHAREHOLDER, 20 MAPLE STREET, SPRINGFIELD, MA 01103, 3% INVESTING PARTNER IN A SPINAL TRACTION DEVICE, 1-20% CONDUCTING THIS ACTIVITY, 0 DURING SECURITIES TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-09-14
  • S63 Uniform Securities Agent State Law Examination
    1999-09-14

View on SEC IAPD

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