John Wilson Arnold

Current Employers

Employment History

• 03/2002 → 12/2022
  M. Holdings Securities, Inc.
  Portland, OR
• 01/2023 → Present
  Kestra Investment Services, Llc
  West Springfield, MA
• 01/2023 → Present
  Kestra Advisory Services, Llc
  West Springfield, MA

Previous Registrations

• 2018-07-03 → 2023-01-05
  M Holdings Securities, Inc.
  Cranston, RI
  Duxbury, MA

Other Businesses

1) Estate Planning Council of Hampden County; http://www.estateplan-hc.org/index.htm; 09/2018; President (09/19-08/20); Oversee monthly board meetings, approve budgets and communicate to general membership; Not investment related; 6 hours/month; 3 hours/month during business hours; No compensation. 2) East Longmeadow United Methodist Church; 215 Somers Road, East Longmeadow, MA 01028; 06/2020; Endowment Committee Member; Oversee church endowment fund activities; Investment related; 8 hours/month; 0 hours/month during business hours; No compensation. 3) EB Inc. (AKA Gencorp Insurance and Financial Services); 2000 Chapel View Blvd., Suite 240, Cranston RI 02920; 03/2002; Branch Manager; Analyze needs, develop solutions, sell and manage product portfolios for existing and new clients; Investment Related; 200 hours/month; 200 hours/month during business hours; commissions. FOLEY CONNELLY FINANCIAL PARTNERS POS: Independent Poducer NOB: Insurance INV REL: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 110 START DATE: 01/01/2023 ADDRESS: 37 Elm St., West Springfield MA 01089 DESC Market, sell and manage Insurance products direct investments and advisory services for clients. EAST LONGMEADOW UNITED METHODIST CHURCH ENDOWMENT INVESTMENT COMMITTEE MEMBER POS: Member endowment team. NOB: Board position (Board of Directors, Board of Trustees, etc.) INV REL: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/09/2020 ADDRESS: 215 Somers Rd, `, East Longmeadow MA 01028 DESC: Assist with the regular oversight of investments and distribution of Endowment funds and various special purpose funds. Assist in reporting activities and fund performance to Church Council on a regular basis. KESTRA ADVISORY SERVICES, LLC POS: Independent Producer NOB: Investment advisory services through Kestra Advisory Services, LLC INV REL: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2023 ADDRESS: 5707 Southwest Parkway, Building #2 Ste 400, Austin TX 78735 DESCRIPTION: Market, sell and service Advisory services to existing and new clients. PRESIDENT, ESTATE PLANNING COUNCIL OF HAMPDEN COUNTY POS: President NOB: Board position (Board of Directors, Board of Trustees, etc.) INV REL: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 4 START DATE: 09/01/2024 ADDRESS: 12845 Old Turnpike Rd, Mifflinburg PW 17844 DESC: Manage the monthly meeting schedule, work with teh treasurer and Executive Committee to ensure the long term viability of the organization.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-07-03
• S63 Uniform Securities Agent State Law Examination
  2002-07-11