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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-04-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 05/2018 | 12/2022 |
| Tcf National Bank | Burr Ridge | IL | 05/1995 | 03/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rockford | IL | 12/2022 | 03/2025 |
| Bank Of America, N.A. | Rockford | IL | 01/2023 | 03/2025 |
| Cetera Investment Services Llc | St Cloud | MN | 04/2025 | Present |
| Cetera Investment Advisers Llc | Freeport | IL | 04/2025 | Present |
| State Bank | Freeport | IL | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-12 |
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