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123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2017-12-19 |
Branch Locations
2900 W Pearl City Road Suite 103, Freeport, IL 61032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Rockford | IL | 04/2013 | 12/2017 |
| Lpl Financial Llc | Chicago | IL | 12/2017 | Present |
| Iht Wealth Management, Llc | Chicago | IL | 12/2017 | Present |
1. 12/8/2017 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 12/08/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 12/21/2017 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 12/08/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through IHT Wealth Management, an independent investment advisor firm. I started this business activity in 12/08/2017. I expect to spend approximately 160 hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-09 |
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