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4975 Preston Park Blvd #490, Plano, TX 75093 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-14 |
Branch Locations
11824 Jollyville Rd., Suite 500, Austin, TX 78759 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ctdm, Inc | Austin | TX | 01/1983 | 04/2017 |
| Scf Securities, Inc. | Fresno | CA | 04/2015 | 11/2017 |
| Scf Investment Advisors, Inc. | Fresno | CA | 04/2015 | 11/2017 |
| The Hughes Group Wealth Management Partners Llc | Austin | TX | 05/2018 | 12/2023 |
| The Hughes Group Wealth Management Partners Llc | Austin | TX | 11/2017 | Present |
| Sonic Drive-In | Austin | TX | 04/2017 | 07/2020 |
| Ash Brokerage | Austin | TX | 07/2017 | Present |
| Vann Equity Management Llc Dba Austin Wealth Specialists | Austin | TX | 02/2024 | Present |
| Megellan Financial | Austin | TX | 03/2024 | Present |
1. SELF EMPLOYED INSURANCE AGENT SELLING THROUGH ASH BROKERAGE - FIXED INSURANCE & ANNUITY SALES-5 HR/WK; Investment Related; started 07/2017. 2. INDEPENDENT CONTRACTOR, MAGELLAN FINANCIAL, AUSTIN TX, PROVIDE INSURANCE MARKETING AND SEMINAR ASSISTANCE FOR ANNUITY AND INSURANCE PRODUCTION, INVESTMENT RELATED, STARTED MARCH 2024, SPENDS APPROXIMATELY 20 HOURS PER MONTH, 10 HOURS DURING TRADING HOURS. 3. COMPASS & CREST, AUSTIN TEXAS, INDEPENDENT CONRACTOR, INSURANCE AND ANNUITY COMMISSION BUINESS, INVESTMENT RELATED, STARTED APRIL 2026, SPENDS APPOXIMATELY 20 HOURS PER MONTH, 20 HOURS DURING TRADING HOURS. 4. QUINCY WELLS, CHICAGO, ILLINOIS, BROKER DEALER, INDEPENDENT CONTRACTOR, PAPERWORK PROCESSING, INVESTMENT RELATED, STARTED APRIL 2026, APPROXIMATELY 20 HOURS PER MONTH, 10 HOURS DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-10-09 |
| S65 | Uniform Investment Adviser Law Examination | 2011-06-14 |
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