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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-08-04 |
Branch Locations
361 Delaware Avenue, Buffalo, NY 14202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-03-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Putnam Retail Management/Putnam Investments | Boston | MA | 02/2020 | 12/2021 |
| Lawley Retirement Advisors | Buffalo | NY | 05/2019 | 08/2019 |
| Ubs Financial Services | Buffalo | NY | 06/2018 | 08/2018 |
| Full Time Education - Ohio University | Athens | OH | 08/2015 | 12/2019 |
| Park Country Club Of Buffalo | Buffalo | NY | 04/2015 | 09/2018 |
| Unemployed | Buffalo | NY | 12/2019 | 01/2020 |
| Royal Alliance Associates, Inc. | Buffalo | NY | 05/2022 | 08/2025 |
| Lawley Retirement Advisors, Llc | Buffalo | NY | 05/2021 | Present |
| Lawley Retirement Advisors | Buffalo | NY | 01/2022 | Present |
| Ohio University | Athens | OH | 01/2012 | 12/2019 |
| Lpl Financial | Buffalo | NY | 08/2025 | Present |
1. 06/2025 - Lawley Retirement Advisors, LLC - Registered Investment Advisor - Investment Related - 0 Hour/Month - 0 Hour During Trading - Buffalo NY 14202 - OBA Start Date: 01/05/2021 2. 06/2025 - Georgetown Lawley Group - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hour/Month - 8 Hour During Trading - At Reported business location(s) - OBA Start Date: 8/4/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 2020-09-04 |
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