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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Tyler | TX | 04/2018 | Present |
| Ut Health East Texas | Tyler | TX | 06/2017 | 12/2018 |
| Sam's Club | College Station | TX | 08/2011 | 06/2017 |
1) 04/2018 - Income Solutions Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / At Reported Business Location(s) 2) 04/2018 - Notary / Investment Related / At Reported Business Location(s) 3) 03/27/2026 - New Harmony Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2026 - 160 hours per month/ 130 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-08 |
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