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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-22
  • TX RA
    APPROVED
    Since 2025-05-22

Branch Locations

821 E Se Loop 323 Suite 400, Tyler, TX 75701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Flowood MS 02/2015 10/2016
Ubs Financial Services Inc. Tyler TX 12/2016 05/2025
Stifel Tyler TX 05/2025 Present
  • 02/2015 → 10/2016
    National Planning Corporation
    Flowood, MS
  • 12/2016 → 05/2025
    Tyler, TX
  • 05/2025 → Present
    Stifel
    Tyler, TX
Previous Registrations
  • 2016-12-19 → 2025-06-03
    Tyler, TX
  • 2015-02-17 → 2016-11-01
    National Planning Corporation
    Flowood, MS
  • 2009-06-01 → 2013-04-08
    Ridgeland, MS
  • 2008-09-29 → 2009-06-01
    Morgan Stanley & Co. Llc
    Ridgeland, MS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-09-26
S63 Uniform Securities Agent State Law Examination 2001-03-23
  • S65 Uniform Investment Adviser Law Examination
    2008-09-26
  • S63 Uniform Securities Agent State Law Examination
    2001-03-23
Other Names
  • Elizabeth Lynn Clark
  • Beth Clark
  • Julia Elizabethlynn Clark
  • Elizabeth Lynn Clark
  • Beth Clark
  • Elizabeth Julia
  • Julia Clark
  • Julia Elizabeth Clark Craighead
  • Elizabeth Clark Craighead

View on SEC IAPD

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