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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-22 |
Branch Locations
821 E Se Loop 323 Suite 400, Tyler, TX 75701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Tyler | TX | 03/1987 | 05/2025 |
| Stifel, Nicolaus & Company, Incorporated | Tyler | TX | 05/2025 | Present |
1. Southernpartisan LLC; 17566 County Road 134 Flint, TX 75762; House a collection of historic memorbilia; President/ Managing Partner; House a collection of historical memorabilia; 06/25/2026; 6hrs/mth; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 1983-05-27 |
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