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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 1999-03-25 |
Branch Locations
18000 W Sarah Ln Ste 230, Brookfield, WI 53045-5853 • United States
Pewaukee, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Brookfield | WI | 08/2007 | 03/2020 |
| Ameriprise Financial Services, Llc | Brookfield | WI | 03/2020 | Present |
Business Ownership; Vetric Enterprises, LLC; Owner; This is a holding company for sport horses we own. The purpose is to shield our personal assets from any liability from accidents or injuries that may arise from the ownership of these horses.; N27 W 30248 Grand Haven Dr, , Pewaukee, WI, 53072; Not Investment-Related; 01/01/2022; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-03-03 |
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