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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2023-11-06 |
Branch Locations
2917 Central Ave Suite 211, Birmingham, AL 35209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rohrer Aesthetics | Homewood | AL | 06/2015 | 04/2018 |
| Raymond James Financial Services, Inc | Birmingham | AL | 05/2018 | 09/2018 |
| Southwestern Investment Advisory Services | Birmingham | AL | 03/2019 | 03/2021 |
| Southwestern Investment Group | Homewood | AL | 07/2018 | 03/2021 |
| Raymond James Financial Services, Inc | Birmingham | AL | 09/2018 | 11/2023 |
| Raymond James Financial Services Advisors, Inc. | Birmingham | AL | 03/2021 | 11/2023 |
| Commonwealth Financial Network | Waltham | MA | 11/2023 | Present |
| Longbow Capital Partners, Llc | Birmingham | AL | 11/2023 | Present |
Owner, Anchors, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 11/12/2025; 100% time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-20 |
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