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Darin Lowell Hood

Principal Securities, Inc.

Phoenix, AZ

CRD 6942662

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Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-08
AZ RA APPROVED 2019-03-28
  • TX RA
    APPROVED
    Since 2021-03-08
  • AZ RA
    APPROVED
    Since 2019-03-28

Branch Locations

2231 E Camelback Rd Ste 350, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Scottsdale AZ 04/2018 Present
Principal Securities Inc Scottsdale AZ 04/2018 Present
Ciry Of Phoenix Phoenix AZ 05/1996 04/2018
Dignity Health Phoenix AZ 04/2012 04/2018
  • 04/2018 → Present
    Principal Life Insurance Company
    Scottsdale, AZ
  • 04/2018 → Present
    Scottsdale, AZ
  • 05/1996 → 04/2018
    Ciry Of Phoenix
    Phoenix, AZ
  • 04/2012 → 04/2018
    Dignity Health
    Phoenix, AZ
Other Businesses

***Fixed Insurance; Investment Related; Phoenix, AZ; Agent; Life, DI, Annuity, LTC, Health, Annuities, Group Health, Group DI, Group Medical; Start Date: 05/01/2019; varies hrs per month; varies during trading hours. ***Arizona Defensive Firearms Training; Not Investment Related; Peoria, AZ; Instructor; Arizona Defensive Firearms Training is a small business owned/staffed by current and former law enforcement. Teach/train responsible gun ownership, provide firearm instruction.; Start Date: 02/23/2020; 8 hrs per month; 0 during trading hours. SELF POSITION: Cypress Dr. Storage NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 27220 N 77th Ave, Peoria, Az 85383, Phoenix AZ 85016, United States DESCRIPTION: Storage rental on investment property/second home land. Land area will accomadte up to three vessels; boats, RV's, trailers. Potential income to be $600-1800 annually, based on occupancy and duration. Rental fee is approx. $50 per month. Rentals are month to month, or as needed. Property is in Prescott, AZ; located at 601 Cypress Dr. Prescott AZ 86303

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-11
  • S66 Uniform Combined State Law Examination
    2019-03-11

View on SEC IAPD

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