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Katie Junk

Sweeney & Michel, LLC

Chico, CA

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Current Employers
Sweeney & Michel, Llc

196 Cohasset Road Suite 100, Chico, CA 95926 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-07-06
  • CA RA
    APPROVED
    Since 2020-07-06

Branch Locations

196 Cohasset Road Suite 100, Chico, CA 95926 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sierra Central Credit Union Chico CA 09/2012 02/2018
Sweeney & Michel, Llc Chico CA 04/2018 Present
  • 09/2012 → 02/2018
    Sierra Central Credit Union
    Chico, CA
  • 04/2018 → Present
    Chico, CA
Other Businesses

the name of the other business; SELF-EMPLOYED whether the business is investment-related; NOT INVESTMENT RELATED the address of the other business; 199 COHASSET ROAD, SUITE 100, CHICO, CA 95926 the nature of the other business; INSURANCE your position; title, or relationship with the other business; AGENT the start date of your relationship; 06/2018 the approximate number of hours/month you devote to the other business; 2 HOURS PER MONTH the number of hours you devote to the other business during securities trading hours; 2 HOURS DURING TRADING HOURS and briefly describe your duties relating to the other business; NON-COMMISIONABLE TERM LIFE AND DISABLITY INSURANCE SALES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-02
  • S65 Uniform Investment Adviser Law Examination
    2020-07-02

View on SEC IAPD

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