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Current Employers
Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-12-01
  • TX RA
    APPROVED
    Since 2015-12-01

Branch Locations

77 Sugar Creek Center Blvd. Suite 590, Sugarland, TX 77478 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2005-05-13
  • TX RA
    APPROVED
    Since 2005-05-13

Branch Locations

77 Sugar Creek Center Blvd. Suite 390, Sugar Land, TX 77478 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Investment Planning, Inc. Sugar Land TX 05/2005 Present
  • 05/2005 → Present
    Lincoln Investment Planning, Inc.
    Sugar Land, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-14
S63 Uniform Securities Agent State Law Examination 1999-04-06
  • S65 Uniform Investment Adviser Law Examination
    1999-04-14
  • S63 Uniform Securities Agent State Law Examination
    1999-04-06
Designations

View on SEC IAPD

Other Firms

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