Mark Robert Latawiec

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1998 → 06/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 05/2011 → 06/2019
  Bank Of America, N.A.
  Houston, TX
• 06/2019 → Present
  Wells Fargo Clearing Services Llc
  Sugar Land, TX

Previous Registrations

• 1998-12-17 → 2019-06-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
  Houston, TX
  Houston, TX

Other Businesses

RENTAL STORAGE UNITS, INVT RELATED, SPRING, TX, 100% OWNERSHIP, START DATE 1/1/2021, 4 HRS PER MONTH, 0 HRS DURING TRADING, OWNER. LATAWIEC 1, LLC, INVT RELATED, SPRING, TX, 100% OWNERSHIP, START DATE 1/29/2021, 4 HRS PER MONTH, 0 HRS DURING TRADING, OWNER OF LLC TO HOUSE RENTAL STORAGE UNITS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-09-28
• S66 Uniform Combined State Law Examination
  1998-12-10

Other Names

• Mark Robert Lataweic
• Mark R Latawiec