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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-10-02 |
Branch Locations
77 Sugar Creek Center Blvd Ste 100, Sugar Land, TX 77478 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Houston | TX | 01/2009 | 10/2020 |
| Wells Fargo Clearing Services Llc | Sugar Land | TX | 10/2020 | Present |
STAUFFACHER FAMILY LTD; NOT INVESTMENT RELATED; KATY,TX; 16% OWNERSHIP; START DATE 01/01/2005; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; LIMITED PARTNER OF FAMILY PARTNERSHIP.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-01-04 |
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