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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-17
ME RA APPROVED 2023-04-28
  • TX RA
    APPROVED
    Since 2023-05-17
  • ME RA
    APPROVED
    Since 2023-04-28

Branch Locations

Two Portland Square 5Th Floor, Portland, ME 04101-4088 • United States

Portland, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 05/2018 11/2018
Liberty Mutual Dover NH 12/2017 05/2018
Maine Employers Mutual Insurance Co. Portland ME 11/2014 12/2017
Rbc Capitl Markets, Llc Portland ME 08/2022 Present
Sun Life Scarborough ME 01/2019 06/2022
Td Bank Portland ME 09/2021 07/2022
  • 05/2018 → 11/2018
    Edward Jones
    St Louis, MO
  • 12/2017 → 05/2018
    Liberty Mutual
    Dover, NH
  • 11/2014 → 12/2017
    Maine Employers Mutual Insurance Co.
    Portland, ME
  • 08/2022 → Present
    Rbc Capitl Markets, Llc
    Portland, ME
  • 01/2019 → 06/2022
    Sun Life
    Scarborough, ME
  • 09/2021 → 07/2022
    Td Bank
    Portland, ME
Other Businesses

"Rental Property Portland, ME Start date: 1/1/2017 Owner/Landlord Hours per week: 2 Hours during trading: 0 maintain rental property."

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-27
  • S66 Uniform Combined State Law Examination
    2023-04-27
Other Names
  • Michael Russell

View on SEC IAPD

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