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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-17 |
| ME | RA | APPROVED | 2023-04-28 |
Branch Locations
Two Portland Square 5Th Floor, Portland, ME 04101-4088 • United States
Portland, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 05/2018 | 11/2018 |
| Liberty Mutual | Dover | NH | 12/2017 | 05/2018 |
| Maine Employers Mutual Insurance Co. | Portland | ME | 11/2014 | 12/2017 |
| Rbc Capitl Markets, Llc | Portland | ME | 08/2022 | Present |
| Sun Life | Scarborough | ME | 01/2019 | 06/2022 |
| Td Bank | Portland | ME | 09/2021 | 07/2022 |
"Rental Property Portland, ME Start date: 1/1/2017 Owner/Landlord Hours per week: 2 Hours during trading: 0 maintain rental property."
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-27 |
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