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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-19
CA RA APPROVED 2022-09-23
  • TX RA
    APPROVED
    Since 2023-05-19
  • CA RA
    APPROVED
    Since 2022-09-23

Branch Locations

31 W. Stuart Avenue Suite 200, Redlands, CA 92374 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Modern Woodmen Of America Rock Island IL 11/2017 08/2022
Red Bull Riverside CA 12/2016 11/2017
Facess Lake Elsinore CA 01/2016 12/2016
Mwa Financial Services Inc Rock Island IL 05/2018 08/2022
Stifel, Nicolaus & Company, Incorporated Redlands CA 08/2022 Present
  • 11/2017 → 08/2022
    Modern Woodmen Of America
    Rock Island, IL
  • 12/2016 → 11/2017
    Red Bull
    Riverside, CA
  • 01/2016 → 12/2016
    Facess
    Lake Elsinore, CA
  • 05/2018 → 08/2022
    Mwa Financial Services Inc
    Rock Island, IL
  • 08/2022 → Present
    Redlands, CA
Other Businesses

1. Christian Business Partners (CBP) - Redlands Chapter; 459 E Highland Ave Redlands, CA 92373; A Christian networking organization that focuses on giving and receiving business from each other through member referrals; President of the Redlands chapter; I run the PowerPoint and keep the weekly meeting on track. Myself and the other 3 leadership members meet once a month to discuss how the chapter is doing and throw around ideas as to how to help the chapter and the members; 01/01/2026; 2hrs/wk; Not during securities trading hours; Not investment related 2. Business Networking International (BNI) - Redlands Business Elite; 440 Oriental Avenue Redlands, CA 92374; BNI (Business Network International) is a referral networking organization; Mentor Coordinator; Other members call me if the are needing assistance and guidance with how to successfully navigate BNI; 01/01/2026; 2hrs/wk; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-22
S63 Uniform Securities Agent State Law Examination 2019-01-14
  • S65 Uniform Investment Adviser Law Examination
    2022-09-22
  • S63 Uniform Securities Agent State Law Examination
    2019-01-14

View on SEC IAPD

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