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Adam C Smith

Morgan Stanley

Spokane, WA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-13
WA RA APPROVED 2022-09-06
ID RA APPROVED 2019-11-21
  • TX RA
    APPROVED_RES
    Since 2022-12-13
  • WA RA
    APPROVED
    Since 2022-09-06
  • ID RA
    APPROVED
    Since 2019-11-21

Branch Locations

717 West Sprague Avenue Suite 500, Spokane, WA 99201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Spokane WA 06/2018 Present
Idaho Independent Bank Star ID 04/2016 06/2018
Morgan Stanley Private Bank, N.A. New York NY 10/2021 Present
  • 06/2018 → Present
    Morgan Stanley Smith Barney Llc
    Spokane, WA
  • 04/2016 → 06/2018
    Idaho Independent Bank
    Star, ID
  • 10/2021 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-21
  • S66 Uniform Combined State Law Examination
    2019-11-21

View on SEC IAPD

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LPL FINANCIAL LLC · SPOKANE, WA
LPL FINANCIAL LLC · Spokane, WA
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