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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-09-13
FL RA APPROVED 2018-08-22
  • TX RA
    APPROVED_RES
    Since 2018-09-13
  • FL RA
    APPROVED
    Since 2018-08-22

Branch Locations

4825 S Manhattan Ave, Tampa, FL 33611 • United States

3439 W Hillsborough Ave, Tampa, FL 33614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 04/2018 Present
Unitedhealth Group, Optumrx Jacksonville FL 05/2017 04/2018
Unemployed Jacksonville FL 01/2016 04/2017
Bank Of America, N.A. Jacksonville FL 09/2023 Present
  • 04/2018 → Present
    Jacksonville, FL
  • 05/2017 → 04/2018
    Unitedhealth Group, Optumrx
    Jacksonville, FL
  • 01/2016 → 04/2017
    Unemployed
    Jacksonville, FL
  • 09/2023 → Present
    Bank Of America, N.A.
    Jacksonville, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-20
  • S66 Uniform Combined State Law Examination
    2018-08-20
Other Names
  • Stephen Mcmasters

View on SEC IAPD

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