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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-07-28 |
| OH | RA | APPROVED | 2021-01-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Icon Smartech | Mountainview | CA | 09/2015 | 09/2016 |
| Fittrace | Los Angeles | CA | 02/2020 | 02/2020 |
| Thales Avionics Inc | Irvine | CA | 06/2015 | 03/2020 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2018 | 12/2019 |
| Northwestern Mutual Investment Services Llc | Cincinnati | OH | 06/2018 | 03/2020 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2019 | 12/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cincinnati | OH | 03/2020 | Present |
| Bank Of America, N.A. | Cincinnati | OH | 09/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-02 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-19 |
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