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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-02 |
| AL | RA | APPROVED | 2024-12-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 04/2018 | 12/2019 |
| Food Giant Supermarkets | Andalusia | AL | 11/2012 | 04/2018 |
| Esto Church Of Christ | Bonifay | FL | 11/2012 | Present |
| Wells Fargo Clearing Services, Llc | Dothan | AL | 12/2019 | 11/2021 |
| Wells Fargo Bank, Na | Dothan | AL | 12/2019 | 11/2021 |
| Pnc Investments Llc | Dothan | AL | 11/2021 | 11/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dothan | AL | 11/2024 | Present |
| Bank Of America, N.A. | Dothan | AL | 01/2025 | Present |
I*2115269, Entity Type, Name of OBA: Esto Church of Christ Address: BonifayFlorida32425 Investment Related: No Position, Title, Association: Other Employee Start Date: 11/05/2012 No Hours: 6 weekly No Hours during trading: 0 Duties: Since November 5, 2012, Kelly Windham has been the pulpit preacher at the Esto Church of Christ. This is a non-investment related job. I work zero hours during trading hours. I preach on Sunday morning and Sunday night. I teach bible class on Wednesday night Bible Study and Sunday Morning Bible Study.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-09 |
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