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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-24
AL RA APPROVED 2017-04-03
  • TX RA
    APPROVED
    Since 2019-01-24
  • AL RA
    APPROVED
    Since 2017-04-03

Branch Locations

306 Regency Court, Dothan, AL 36305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Dothan AL 02/2009 03/2017
Raymond James Financial Services, Inc. Dothan AL 03/2017 Present
Raymond James Financial Services Advisors Inc. Dothan AL 04/2017 Present
Previous Registrations
  • 2009-02-23 → 2017-04-12
    Dothan, AL
    Charlotte, NC
    Dothan, AL
    Gaylord, MI
    Dothan, AL
  • 2008-01-01 → 2009-03-09
    Dothan, AL
  • 2004-09-03 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Dothan, AL
    Dothan, AL
    St. Louis, MO
Other Businesses

(1) Name of Business: Address: Dothan, AL, 36303, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 03/18/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2) Name of Business: St. Columba Church Address: 2700 W Main Street, Dothan, AL, 36301, United States Activity Type: Religious Position/Title: Other, Finance/Investment Committee Member Investment Related: Yes Start Date: 10/02/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I now serve as Chairman of the board. Review and approve budget. (3) Name of Business: Wiregrass Wealth Management, LLC Address: 306 Regency Ct Ste 1, Dothan, AL, 36305, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/03/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: All business activity is conducted through Raymond James Financial Services. This is a DBA name only

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-07-15
  • S63 Uniform Securities Agent State Law Examination
    1999-07-15
Designations

View on SEC IAPD

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