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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-08
  • TX RA
    APPROVED
    Since 2019-01-08

Branch Locations

14274 N Northsight Blvd Ste 100, Scottsdale, AZ 85260-3956 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Scottsdale AZ 04/2018 03/2020
Fry's Food Stores Tolleson AZ 01/2012 04/2018
Ameriprise Financial Services, Llc Scottsdale AZ 03/2020 Present
  • 04/2018 → 03/2020
    Ameriprise Financial Services, Inc.
    Scottsdale, AZ
  • 01/2012 → 04/2018
    Fry's Food Stores
    Tolleson, AZ
  • 03/2020 → Present
    Scottsdale, AZ
Other Businesses

Fiduciary Activities; Successor POA/Successor Trustee. Other Business Activities; Fiction Writer; Writing/submitting pieces of fiction (unrelated to work) to outlets (magazines/websites/podcasts, etc.) for publication; 3822 E Grandview Rd, , Phoenix, AZ, 85032; Not Investment-Related; 03/15/2021; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-30
  • S66 Uniform Combined State Law Examination
    2018-09-30
Other Names
  • Katie Arrington

View on SEC IAPD

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