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Gabriela Arias Esquiu

Wells Fargo Clearing Services, LLC

Rehoboth Beach, DE

Columbia, MD

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2021-06-17
  • DE RA
    APPROVED
    Since 2021-06-17

Branch Locations

18489 Coastal Hwy Unit 1, Rehoboth Beach, DE 19971 • United States

8830 Stanford Blvd 3Rd Fl [M2-Rbo], Columbia, MD 21045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Bank, Na Seaford DE 04/2018 03/2021
Valley First Credit Union Oakdale CA 12/2016 12/2017
Bank Of America, Na Wilmington NC 01/2013 09/2016
Citizens Securities, Inc Seaford DE 04/2018 12/2020
Unemployed Lewes DE 01/2018 04/2018
Wells Fargo Clearing Services, Llc Rehoboth Beach DE 04/2021 Present
Wells Fargo Bank, Na Rehoboth Beach DE 04/2021 Present
  • 04/2018 → 03/2021
    Citizens Bank, Na
    Seaford, DE
  • 12/2016 → 12/2017
    Valley First Credit Union
    Oakdale, CA
  • 01/2013 → 09/2016
    Bank Of America, Na
    Wilmington, NC
  • 04/2018 → 12/2020
    Citizens Securities, Inc
    Seaford, DE
  • 01/2018 → 04/2018
    Unemployed
    Lewes, DE
  • 04/2021 → Present
    Wells Fargo Clearing Services, Llc
    Rehoboth Beach, DE
  • 04/2021 → Present
    Wells Fargo Bank, Na
    Rehoboth Beach, DE
Other Businesses

NOTARY PUBLIC, NOT INVT RELATED, MILLSBORO, DE, NOTARY, START DATE 5/15/2021, 0.5 HRS PER MONTH, 0 HRS DURING TRADING, NOTARIZE DOCUMENTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-17
S63 Uniform Securities Agent State Law Examination 2018-07-05
  • S66 Uniform Combined State Law Examination
    2021-06-17
  • S63 Uniform Securities Agent State Law Examination
    2018-07-05
Other Names
  • Maria Gabriela Arias Esquiu
  • Gabriela Arias-Esquiu

View on SEC IAPD

Other Firms

BRYN MAWR TRUST ADVISORS, LLC
CHARLES SCHWAB & CO., INC.
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC
MAI CAPITAL ADVISOR

Other Investors

SARA L LAWSON
QUIAUNNA ELIZABETH POWELL
JACQUELYN KERRY BLUE
STEVEN ZACHARY DUNN
MARK ERIC ENGBERG
Stephanie P. Brown
Andrew R Brown
Christopher David Argo

Other Offices

BRYN MAWR TRUST ADVISORS, LLC · Rehoboth Beach, DE
CHARLES SCHWAB & CO., INC. · Rehoboth Beach, DE
MORGAN STANLEY · Rehoboth Beach, DE
J.P. MORGAN SECURITIES LLC · Rehoboth Beach, DE
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · REHOBOTH BEACH, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Rehoboth Beach, DE
AMERIPRISE FINANCIAL SERVICES, LLC · REHOBOTH BEACH, DE
MAI CAPITAL ADVISOR · REHOBOTH BEACH, DE

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