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1818 Market Street 22Nd Floor, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2024-04-10 |
Branch Locations
35568 Airport Road, Rehoboth Beach, DE 19971 • United States
1818 Market Street 22Nd Floor, Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch/Bank Of America | Dover | DE | 11/2017 | 04/2023 |
| Wells Fargo Home Mortgage | Dover | DE | 08/2016 | 11/2017 |
| J.P. Morgan Securities Llc | Rehoboth Beach | DE | 05/2023 | 12/2023 |
| Jpmorgan Chase Bank, N.A. | Rehoboth Beach | DE | 05/2023 | 12/2023 |
| Wells Fargo Clearing Services, Llc | Wilmington | DE | 01/2024 | 04/2024 |
| Wells Fargo Bank, Na | Wilmington | DE | 12/2023 | 04/2024 |
| Bryn Mawr Capital Management | Rehoboth Beach | DE | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-01 |
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