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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-11-17 |
| TX | RA | APPROVED_RES | 2023-10-23 |
Branch Locations
161 Washington St Ste 1300, Conshohocken, PA 19428-2055 • United States
Macungie, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Provident Bank | Allentown | PA | 01/2018 | 04/2022 |
| Provident Bank | Allentown | PA | 05/2014 | 01/2018 |
| Cetera Investment Services Llc | St.CLoud | MN | 04/2018 | 04/2022 |
| Ameriprise Financial Services, Llc | Conshohocken | PA | 04/2022 | Present |
Business Ownership; 2 Millions LLC; Silent member; Real Estate; 4595 W. Higgins Rd, , Hoffman Estates, IL, 60192; Not Investment-Related; 10/01/2018; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 2019-04-15 |
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