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Steven Fleisher

Wells Fargo Clearing Services, LLC

Newtown Square, PA

Conshohocken, PA

Wynnewood, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-08
PA RA APPROVED 2009-04-27
  • TX RA
    APPROVED
    Since 2022-11-08
  • PA RA
    APPROVED
    Since 2009-04-27

Branch Locations

2093 Dutton Mill Rd [Profit Formula], Newtown Square, PA 19073 • United States

One Fayette St Ste 200 Two Tower Bridge, Conshohocken, PA 19428 • United States

Wynnewood, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Philadelphia PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Philadelphia PA 11/2016 Present
Other Businesses

TRUSTEE FOR MOTHER; INV RELATED; POMPANO BEACH, FL; START: 8/26/15; 2 HRS/MO; .5 HR DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-23
  • S66 Uniform Combined State Law Examination
    2009-03-23

View on SEC IAPD

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