Mitchell Allan Schafer

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2018 → 07/2023
  Sigma Financial Corporation
  Ann Arbor, MI
• 01/1999 → 02/2018
  Student
  Midland, MI
• 07/2023 → Present
  Lpl Financial Llc
  Rochester Hills, MI

Previous Registrations

• 2018-11-05 → 2023-07-17
  Spc
  Clinton Twp, MI
  Rochester, MI

Other Businesses

1) 07/17/2023 - Schafer Wealth Management, INC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start 01/05/2019 - 160 Hours Per Month/ 8 Hours During Trading - Time Spent 100% 2) 11/14/2025 - Strategic Financial Pathways - Outside/W-2 Employment - Administrative Assistant - Not Investment Related - At Reported Business Location(s) - Start Date 12/10/2019 - 20 hours per month/ 5 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2018-09-13