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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-06-27 |
Branch Locations
433 N Camden Dr 9Th Fl, Beverly Hills, CA 90210 • United States
333 S Grand Ave 12Th Fl [Yk-Rbo], Los Angeles, CA 90071 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services Llc | Beverly Hills | CA | 04/2018 | Present |
| Wells Fargo Bank, National Association | Mission Viejo | CA | 01/2014 | 04/2018 |
| Datafide, Inc. | Irvine | CA | 01/2017 | 05/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-15 |
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