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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-06-18 |
Branch Locations
132 Nassau St Floor 1, Princeton, NJ 08542-7006 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Flemington | NJ | 05/2015 | 05/2024 |
| Wells Fargo Clearing Services, Llc | Flemington | NJ | 04/2018 | 05/2024 |
| Charles Schwab & Co., Inc. | Princeton | NJ | 06/2024 | Present |
| Charles Schwab Bank, Ssb | Princeton | NJ | 06/2024 | Present |
TBD LLC, NOT INV RELATED, CHARLOTTE, NC, 33.33% OWNERSHIP, START 10/15/2022, 90 HOURS PER MONTH, ZERO HOURS DURING TRADING, TO OWN AND OPERATE A HOOKAH BAR AND LOUNGE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-23 |
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