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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-10-03 |
| TX | RA | APPROVED | 2025-10-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guncheon Financial, Llc | St. Louis Park | MN | 04/2018 | 08/2018 |
| Emmaus Bible College | Dubuque | IA | 02/2007 | 03/2017 |
| Transamerica Financial Advisors, Inc | Madison | WI | 09/2018 | 07/2021 |
| World Financial Group, Inc. | Madison | WI | 08/2018 | 07/2021 |
| The Life Group Llc | Dubuque | IA | 03/2017 | 08/2018 |
| Group Benefits Ltd. (Gbl) | Dubuque | IA | 03/2019 | Present |
| Emmaus Bible College | Dubuque | IA | 09/2020 | Present |
| Pruco Securities, Llc. | West Des Moines | IA | 07/2021 | 11/2024 |
| Prudential Insurance Company Of America | West Des Moines | IA | 07/2021 | Present |
| Lpl Enterprise, Llc | Dubuque | IA | 11/2024 | 10/2025 |
| Osaic Wealth, Inc. | Dubuque | IA | 10/2025 | Present |
1. MINISTRY WORK POSITION: Preacher/teacher NATURE: Non-Profit and Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 07/01/1992 ADDRESS: 11306 Lakeview Dr., Dubuque IA 52003, United States DESCRIPTION: Ministry work/itinerant preaching at various churches in Midwest. 2. UNITED HEALTH CARE RENEWALS POSITION: Sales/Renewals NATURE: Renewals INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/20/2018 ADDRESS: 9700 Health Care Ln., Minnetonka MN 55343, United States DESCRIPTION: Renewals 3. GROUP BENEFITS LTD. (GBL) POSITION: Salesperson NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 8 START DATE: 03/01/2019 ADDRESS: 12006 Ridgemont Dr., Urbandale IA 50323, United States DESCRIPTION: Calling on clients and potential clients to show Medicare products that are available. 4. N/A POSITION: Itinerant Preacher NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 07/01/1989 ADDRESS: 11306 Lakeview Dr., Dubuque IA 52003, United States DESCRIPTION: I preach approximately two times per month... mainly at various churches. This takes place on Sundays. I also speak at a Bible camp for a week each summer. This involves one sermon each day during that week during business hours. 5. STEFAN JOHNSON - INSURANCE POSITION: Financial Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 60 START DATE: 04/01/2017 ADDRESS: 2600 Dodge St., Suite D4, Dubuque IA 52003, United States DESCRIPTION: Insurance with Futurity First Insurance Group. This will involve helping people with life insurance, fixed annuities, Medicare products, and other health-related products.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-03-22 |
| S65 | Uniform Investment Adviser Law Examination | 2018-04-11 |
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