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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-08-14 |
Branch Locations
34340 Monterey Ave, Palm Desert, CA 92211 • United States
5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Arcata | CA | 02/2001 | Present |
| Wells Fargo Clearing Services Llc | Arcata | CA | 04/2018 | Present |
RENTAL PROPERTY, INV RELATED, EUREKA, CA, 100% OWNERSHIP WITH SPOUSE, START 9/1/2011, ZERO HOURS PER MONTH, ZERO DURING TRADING, NO DUTIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-14 |
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