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Kelly Paiz

Empower Advisory Group, LLC

Greenwood Village, CO

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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-02-11
  • CO RA
    APPROVED
    Since 2021-02-11

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tdameritrade Denver CO 04/2015 01/2021
Empower Retirement Denver CO 01/2021 Present
  • 04/2015 → 01/2021
    Tdameritrade
    Denver, CO
  • 01/2021 → Present
    Empower Retirement
    Denver, CO
Previous Registrations
  • 2015-04-24 → 2021-01-06
    Td Ameritrade, Inc.
    Denver, CO
    Westlake, TX
    Omaha, NE
  • 2011-04-25 → 2015-01-13
    Strategic Advisers Llc
    Smithfield, RI
    Denver, CO
    Denver, CO
    Denver, CO
  • 2005-04-26 → 2007-04-04
    Country Trust Bank
    Englewood, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-04-18
S63 Uniform Securities Agent State Law Examination 1999-05-06
  • S65 Uniform Investment Adviser Law Examination
    2011-04-18
  • S63 Uniform Securities Agent State Law Examination
    1999-05-06
Other Names
  • Kelly Cain
  • Kelly L Paiz
  • Kelly Lynette Paiz

View on SEC IAPD

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DEANNA LEE MEYER
BRENT Allan LEE
Dean Edward Norsworthy
ANDREW T DODDS
DENNIS EDWARD MARSHALL

Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
MORGAN STANLEY · Greenwood Village, CO
RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
WESTERN WEALTH MANAGEMENT LLC · Greenwood Village, CO

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