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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2021-03-04 |
Branch Locations
45 Lyme Rd Ste 303 [Satellite], Hanover, NH 03755 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Lebanon | NH | 04/2018 | 02/2021 |
| Starbucks | Hanover | NH | 02/2012 | 05/2018 |
| Wells Fargo Advisors Financial Network, Llc | Hanover | NH | 02/2021 | Present |
UPPER VALLEY WEALTH MANAGEMENT LLC, INV RELATED, HANOVER, NH, 0% OWNERSHIP/AUTHORIZED SIGNER, START 3/4/2021, 160 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE.; CO-TRUSTEE FOR FATHER'S TRUST, INV RELATED, WEST LEBANON, NH, START: 3/21/2022, 1 HR/MONTH, 1 HR DURING TRADING. LUCKY FROG FENG SHUI ; NOT INV RELATED; WEST LEBANON,NH; FENG SHUI CONSULTATIONS;100% OWNERSHIP; START DATE: 02/13/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-03-03 |
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