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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-05-25 |
| TX | RA | APPROVED | 2021-05-25 |
Branch Locations
100 Vanguard Blvd, Malvern, PA 19355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Exton | PA | 12/2019 | 04/2021 |
| Northwestern Mutual | West Chester | PA | 05/2019 | 09/2019 |
| Morgan Stanley | Greenville | DE | 05/2018 | 05/2019 |
| West Chester University | West Chester | PA | 08/2015 | 05/2019 |
| Bank Of America, N.A. | Exton | PA | 01/2020 | 04/2021 |
| The Vanguard Group, Inc. | Malvern | PA | 04/2021 | Present |
| Vanguard Marketing Corporation | Malvern | PA | 04/2021 | Present |
| Vanguard Advisers, Inc. | Malvern | PA | 05/2021 | Present |
NAME OF BUSINESS: LIMITED AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: WEST CHESTER, PA NATURE OF BUSINESS: FIDUCIARY POSITION: LIMITED AGENT START DATE: 10/2024 APPROXIMATE HOURS/MONTH: 3 HOURS DEVOTED DURING TRADING HOURS: 3 DUTIES: LIMITED AGENT OF SPOUSE ACCOUNT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-17 |
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