Brian Michael Warren

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2018 → 10/2020
  Charles Schwab & Co., Inc.
  Westlake, TX
• 08/2017 → 03/2018
  Modern Woodmen Of America
  Rock Island, IL
• 09/2015 → 09/2016
  Sewell Toyota
  Wichita Falls, TX
• 05/2013 → 12/2017
  Midwestern State University
  Wichita Falls, TX
• 10/2020 → 02/2021
  Fidelity Investments
  Westlake, TX
• 03/2021 → Present
  Charles Schwab & Co., Inc.
  Phoenix, AZ
• 03/2021 → Present
  Charles Schwab Bank, Ssb
  Phoenix, AZ

Previous Registrations

• 2021-01-22 → 2021-03-12
  Fidelity Personal And Workplace Advisors
  Westlake, TX

Exams

• S66 Uniform Combined State Law Examination
  2021-01-07
• S63 Uniform Securities Agent State Law Examination
  2018-06-08

Other Names

• Brian Michael Warren
• Brian Warren