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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2021-05-14
  • WI RA
    APPROVED
    Since 2021-05-14

Branch Locations

N4982 Hwy 58 Mauston, Mauston, WI 53948 • United States

2800 National Drive Suite 103, Onalaska, WI 54650 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
It Make$ Cents! La Crosse WI 09/2016 05/2018
Forest Hill Golf La Crosse WI 05/2017 10/2017
Mutual Of Omaha Investor Services La Crosse WI 04/2018 05/2018
Mutual Of Omaha Insurance Company La Crosse WI 05/2018 05/2018
Mass Mutual Life Insurance Company Camp Douglas WI 05/2018 03/2020
Mml Investors Services Camp Douglas WI 06/2018 03/2020
University Of Wisconsin La Crosse La Crosse WI 09/2014 05/2018
Pine Cove Bar And Grill New Lisbon WI 06/2015 09/2016
Voya Financial Advisors, Inc. Lacrosse WI 03/2020 05/2021
Commonwealth Financial Network Waltham MA 05/2021 Present
  • 09/2016 → 05/2018
    It Make$ Cents!
    La Crosse, WI
  • 05/2017 → 10/2017
    Forest Hill Golf
    La Crosse, WI
  • 04/2018 → 05/2018
    Mutual Of Omaha Investor Services
    La Crosse, WI
  • 05/2018 → 05/2018
    Mutual Of Omaha Insurance Company
    La Crosse, WI
  • 05/2018 → 03/2020
    Mass Mutual Life Insurance Company
    Camp Douglas, WI
  • 06/2018 → 03/2020
    Mml Investors Services
    Camp Douglas, WI
  • 09/2014 → 05/2018
    University Of Wisconsin La Crosse
    La Crosse, WI
  • 06/2015 → 09/2016
    Pine Cove Bar And Grill
    New Lisbon, WI
  • 03/2020 → 05/2021
    Lacrosse, WI
  • 05/2021 → Present
    Waltham, MA
Previous Registrations
Other Businesses

Fixed insurance sales; as of 04/22/21; approximately 25% of time spent during business hours; conducted at branch location; Investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-06-16
S65 Uniform Investment Adviser Law Examination 2018-05-21
  • S63 Uniform Securities Agent State Law Examination
    2018-06-16
  • S65 Uniform Investment Adviser Law Examination
    2018-05-21
Other Names
  • Mike Myers
  • Michael Austin Myers

View on SEC IAPD

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