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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2021-05-14 |
Branch Locations
N4982 Hwy 58 Mauston, Mauston, WI 53948 • United States
2800 National Drive Suite 103, Onalaska, WI 54650 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| It Make$ Cents! | La Crosse | WI | 09/2016 | 05/2018 |
| Forest Hill Golf | La Crosse | WI | 05/2017 | 10/2017 |
| Mutual Of Omaha Investor Services | La Crosse | WI | 04/2018 | 05/2018 |
| Mutual Of Omaha Insurance Company | La Crosse | WI | 05/2018 | 05/2018 |
| Mass Mutual Life Insurance Company | Camp Douglas | WI | 05/2018 | 03/2020 |
| Mml Investors Services | Camp Douglas | WI | 06/2018 | 03/2020 |
| University Of Wisconsin La Crosse | La Crosse | WI | 09/2014 | 05/2018 |
| Pine Cove Bar And Grill | New Lisbon | WI | 06/2015 | 09/2016 |
| Voya Financial Advisors, Inc. | Lacrosse | WI | 03/2020 | 05/2021 |
| Commonwealth Financial Network | Waltham | MA | 05/2021 | Present |
Fixed insurance sales; as of 04/22/21; approximately 25% of time spent during business hours; conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-06-16 |
| S65 | Uniform Investment Adviser Law Examination | 2018-05-21 |
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