Kenneth Ernest Schmocker

Current Employers

Employment History

• 02/1976 → Present
  Schmocker Financial Services, Inc.
  Lacrosse, WI
• 07/2012 → 02/2019
  Lpl Financial
  La Crosse, WI
• 05/2007 → Present
  Ash Brokerage
  Fort Wayne, IN
• 02/1984 → Present
  Advisor Net
  Minneapolis, MN
• 03/2009 → 02/2019
  Advantage Investment Management Llc
  Cedar Rapids, IA
• 02/2019 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2009-03-10 → 2019-02-26
  Advantage Investment Management, Llc
  Lacrosse, WI
• 2013-07-24 → 2016-02-02
  Lpl Financial Llc
  Mauston, WI
  La Crosse, WI
  San Diego, CA
  La Crosse, WI
  Mauston, WI
• 2001-09-17 → 2009-05-11
  Schmocker Financial Services Inc
  Lacrosse, WI
• 2001-07-20 → 2003-06-20
  Walnut Street Advisers Inc
  Lacrosse, WI

Other Businesses

1. Fixed insurance sales; as of 2/26/2019; Approximately less than 10% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Co-Owner with family of rental property located in Onalaska, WI, as of 03/12/2019; less than 1% time spent during business hours; Not conducted at branch location; Investment related. 3. Co-Owner, Schmocker Financial Services Inc. a private entity established to facilitate securities, advisory, and insurance business; Located in Onalaska, WI as of 01/02/2024; %100 time spent during business hours; Conducted at branch; Investment related.

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-08-12

Designations