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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-07-08
TX RA APPROVED 2021-11-09
NY RA APPROVED 2021-09-23
  • CT RA
    APPROVED
    Since 2024-07-08
  • TX RA
    APPROVED
    Since 2021-11-09
  • NY RA
    APPROVED
    Since 2021-09-23

Branch Locations

225 Asylum Street 14Th Floor, Hartford, CT 06103 • United States

399 Park Avenue 12Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 07/2021 Present
Fiduciary Investment Advisors (Fiducient Advisors) Windsor CT 06/2019 08/2019
Morgan Stanley Hartford CT 05/2018 08/2018
Big Fish Promotions Glastonbury CT 05/2017 08/2017
Fordham University Bronx NY 09/2019 06/2020
Fordham University Bronx NY 08/2020 05/2021
Fordham University Bronx NY 09/2018 05/2019
Fordham University Bronx NY 09/2017 05/2018
Kingswood Oxford School West Hartford CT 09/2016 05/2017
Unemployed Glastonbury CT 06/2020 08/2020
Morgan Stanley Private Bank, N.A New York NY 10/2021 Present
  • 07/2021 → Present
    New York, NY
  • 06/2019 → 08/2019
    Fiduciary Investment Advisors (Fiducient Advisors)
    Windsor, CT
  • 05/2018 → 08/2018
    Hartford, CT
  • 05/2017 → 08/2017
    Big Fish Promotions
    Glastonbury, CT
  • 09/2019 → 06/2020
    Fordham University
    Bronx, NY
  • 08/2020 → 05/2021
    Fordham University
    Bronx, NY
  • 09/2018 → 05/2019
    Fordham University
    Bronx, NY
  • 09/2017 → 05/2018
    Fordham University
    Bronx, NY
  • 09/2016 → 05/2017
    Kingswood Oxford School
    West Hartford, CT
  • 06/2020 → 08/2020
    Unemployed
    Glastonbury, CT
  • 10/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-23
  • S66 Uniform Combined State Law Examination
    2021-09-23
Other Names
  • Trey Dugan
  • Donald R Dugan
  • Donald R Dugan

View on SEC IAPD

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