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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-08-14 |
| IL | RA | APPROVED | 2024-06-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vanguard Capital, Ltd. | Buffalo Grove | IL | 06/2016 | 01/2017 |
| One North Star, Inc. | Niles | IL | 11/2017 | 04/2020 |
| Jpmorgan Chase Bank, N.A. | Prospect Heights | IL | 04/2017 | Present |
| J.P. Morgan Securities Llc | Prospect Heights | IL | 04/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-16 |
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