Frederick Gregory Lucas

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → Present
  Jp Morgan Securities Llc
  Palatine, IL

Previous Registrations

• 2011-11-22 → 2015-09-22
  Charles Schwab & Co., Inc.
  Chicago, IL
• 2010-01-06 → 2011-11-01
  Chase Investment Services Corp.
  Northbrook, IL
  Northbrook, IL
• 2008-02-14 → 2010-01-11
  Edward Jones
  Vernon Hills, IL

Other Businesses

Entity Name: Rental home Investment related: Y Address: Arlington heights IL 60004 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 06/30/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I collect rent. I will have a property management company .

Exams

• S66 Uniform Combined State Law Examination
  2008-02-08
• S63 Uniform Securities Agent State Law Examination
  1995-09-19

Other Names

• Frederick G Lucas
• Ric Lucas