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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-20 |
| UT | RA | APPROVED | 2021-10-20 |
Branch Locations
60 E South Temple St Ste 950, Salt Lake City, UT 84111-1004 • United States
Kaysville, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services, Llc | American Fork | UT | 04/2018 | 10/2020 |
| Sp Community Services | Orem | UT | 10/2017 | 03/2018 |
| Xcite Satellite | Orem | UT | 08/2016 | 10/2017 |
| Strata Fund Solutions | Salt Lake City | UT | 10/2020 | 02/2021 |
| Fidelity Brokerage Services, Llc | Salt Lake City | UT | 02/2021 | 10/2021 |
| Utah Valley University | Orem | UT | 04/2015 | 08/2020 |
| Ameriprise Financial Services Llc | Salt Lake City | UT | 10/2021 | 08/2026 |
| Raymond James & Associates, Inc. | Salt Lake City | UT | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-20 |
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