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Robert Chapman Bradshaw

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Virginia Beach, VA

CRD 3188148

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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2004-07-06
NC RA APPROVED 2002-10-21
VA RA APPROVED 2002-10-21
  • TX RA
    APPROVED
    Since 2004-07-06
  • NC RA
    APPROVED
    Since 2002-10-21
  • VA RA
    APPROVED
    Since 2002-10-21

Branch Locations

208 Golden Oak Ct, Virginia Beach, VA 23452 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce Fenner & Smith Inc Norfolk VA 09/2002 Present
Bank Of America, Na Newport News VA 12/2009 Present
  • 09/2002 → Present
    Merrill Lynch Pierce Fenner & Smith Inc
    Norfolk, VA
  • 12/2009 → Present
    Bank Of America, Na
    Newport News, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-15
S63 Uniform Securities Agent State Law Examination 1999-04-22
  • S66 Uniform Combined State Law Examination
    2002-10-15
  • S63 Uniform Securities Agent State Law Examination
    1999-04-22

View on SEC IAPD

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Nearby Investors

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JOSEPH SCOTT KOMARNICKI
ADAM THOMAS REX

Nearby Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Virginia Beach, VA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Virginia Beach, VA
BEACON HARBOR WEALTH ADVISORS · VIRGINIA BEACH, VA

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