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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-07-29
TX RA APPROVED 2025-07-29
  • KY RA
    APPROVED
    Since 2025-07-29
  • TX RA
    APPROVED
    Since 2025-07-29

Branch Locations

500 N Hurstbourne Pkwy, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shaker Heights Country Club Shaker Heights OH 03/2013 07/2017
University Of Louisville Louisville KY 08/2017 08/2018
Ubs Wealth Management Cleveland OH 04/2018 08/2018
University Of Louisville Louisville KY 08/2015 03/2020
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2019 04/2020
Northwestern Mutual Investment Services Llc Louisville KY 08/2019 04/2020
Lifetime Wealth Strategies Louisville KY 08/2018 12/2018
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2020 04/2020
Northwestern Mutual Investment Services, Llc Louisville KY 04/2020 11/2024
Mitchell Barnes Louisville KY 04/2020 11/2024
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2020 11/2024
Unemployed Louisville KY 11/2024 01/2025
Lpl Financial Llc Louisville KY 01/2025 Present
Stratos Wealth Partners, Ltd. Louisville KY 07/2025 Present
  • 03/2013 → 07/2017
    Shaker Heights Country Club
    Shaker Heights, OH
  • 08/2017 → 08/2018
    University Of Louisville
    Louisville, KY
  • 04/2018 → 08/2018
    Ubs Wealth Management
    Cleveland, OH
  • 08/2015 → 03/2020
    University Of Louisville
    Louisville, KY
  • 01/2019 → 04/2020
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2019 → 04/2020
    Northwestern Mutual Investment Services Llc
    Louisville, KY
  • 08/2018 → 12/2018
    Lifetime Wealth Strategies
    Louisville, KY
  • 03/2020 → 04/2020
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 04/2020 → 11/2024
    Northwestern Mutual Investment Services, Llc
    Louisville, KY
  • 04/2020 → 11/2024
    Mitchell Barnes
    Louisville, KY
  • 08/2020 → 11/2024
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 11/2024 → 01/2025
    Unemployed
    Louisville, KY
  • 01/2025 → Present
    Lpl Financial Llc
    Louisville, KY
  • 07/2025 → Present
    Louisville, KY
Other Businesses

1 - 01/06/2025 - Referee - Coach/Sports/Fitness - Not Inv Related - 20 Hours/Month - OBA Start Date: 01/01/2021. 2 - 01/06/2025 - Notary - Inv Related - KY 40222 - OBA Start Date: 12/23/2024. 3 - 01/06/2025 - Horizon Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s) - Insurance-licensed as well. - Start date: 1/6/2025 4. 09/24/2025 - Stratos Wealth Partners, LTD - Registered Investment Advisor Hybrid - Inv Related - At reported business location(s) - Start date: 9/11/2025 - 40hrs/mnth during Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-04-14
S63 Uniform Securities Agent State Law Examination 2020-01-14
  • S65 Uniform Investment Adviser Law Examination
    2025-04-14
  • S63 Uniform Securities Agent State Law Examination
    2020-01-14
Designations
Other Names
  • Gregory Todd Russell

View on SEC IAPD

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