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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-07-29 |
| TX | RA | APPROVED | 2025-07-29 |
Branch Locations
500 N Hurstbourne Pkwy, Louisville, KY 40222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Shaker Heights Country Club | Shaker Heights | OH | 03/2013 | 07/2017 |
| University Of Louisville | Louisville | KY | 08/2017 | 08/2018 |
| Ubs Wealth Management | Cleveland | OH | 04/2018 | 08/2018 |
| University Of Louisville | Louisville | KY | 08/2015 | 03/2020 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2019 | 04/2020 |
| Northwestern Mutual Investment Services Llc | Louisville | KY | 08/2019 | 04/2020 |
| Lifetime Wealth Strategies | Louisville | KY | 08/2018 | 12/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2020 | 04/2020 |
| Northwestern Mutual Investment Services, Llc | Louisville | KY | 04/2020 | 11/2024 |
| Mitchell Barnes | Louisville | KY | 04/2020 | 11/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2020 | 11/2024 |
| Unemployed | Louisville | KY | 11/2024 | 01/2025 |
| Lpl Financial Llc | Louisville | KY | 01/2025 | Present |
| Stratos Wealth Partners, Ltd. | Louisville | KY | 07/2025 | Present |
1 - 01/06/2025 - Referee - Coach/Sports/Fitness - Not Inv Related - 20 Hours/Month - OBA Start Date: 01/01/2021. 2 - 01/06/2025 - Notary - Inv Related - KY 40222 - OBA Start Date: 12/23/2024. 3 - 01/06/2025 - Horizon Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s) - Insurance-licensed as well. - Start date: 1/6/2025 4. 09/24/2025 - Stratos Wealth Partners, LTD - Registered Investment Advisor Hybrid - Inv Related - At reported business location(s) - Start date: 9/11/2025 - 40hrs/mnth during Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 2020-01-14 |
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