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Alexander Joseph Cavaliere

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-12-22
TX RA APPROVED_RES 2025-12-22
  • PA RA
    APPROVED
    Since 2025-12-22
  • TX RA
    APPROVED_RES
    Since 2025-12-22

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc Newark DE 05/2019 07/2023
Minnesota Life Insurance Co Newark DE 05/2019 07/2023
Diamond State Financial Group, Broker: Cetera Newark DE 08/2023 10/2025
Old Towne Music Blackwood NJ 06/2015 01/2019
Self-Employed Glenolden PA 06/2015 04/2023
Morgan Stanley Mount Laurel NJ 05/2018 11/2018
Rowan University Glassboro NJ 09/2015 12/2018
Diamond State Financial Group, Broker: Securian/Minnesota Life Newark DE 05/2019 07/2023
Cetera Wealth Services, Llc Newark DE 08/2023 10/2025
Cetera Investment Advisers Llc Newark DE 08/2023 10/2025
The Vanguard Group, Inc. Malvern PA 12/2025 Present
Vanguard Marketing Corporation Malvern PA 12/2025 Present
Self-Employed Morton PA 04/2025 Present
Self-Employed Secane PA 06/2024 Present
Vanguard Advisers, Inc. Malvern PA 12/2025 Present
  • 05/2019 → 07/2023
    Securian Financial Services Inc
    Newark, DE
  • 05/2019 → 07/2023
    Minnesota Life Insurance Co
    Newark, DE
  • 08/2023 → 10/2025
    Diamond State Financial Group, Broker: Cetera
    Newark, DE
  • 06/2015 → 01/2019
    Old Towne Music
    Blackwood, NJ
  • 06/2015 → 04/2023
    Self-Employed
    Glenolden, PA
  • 05/2018 → 11/2018
    Morgan Stanley
    Mount Laurel, NJ
  • 09/2015 → 12/2018
    Rowan University
    Glassboro, NJ
  • 05/2019 → 07/2023
    Diamond State Financial Group, Broker: Securian/Minnesota Life
    Newark, DE
  • 08/2023 → 10/2025
    Cetera Wealth Services, Llc
    Newark, DE
  • 08/2023 → 10/2025
    Newark, DE
  • 12/2025 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 12/2025 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 04/2025 → Present
    Self-Employed
    Morton, PA
  • 06/2024 → Present
    Self-Employed
    Secane, PA
  • 12/2025 → Present
    Malvern, PA
Previous Registrations
  • 2023-08-10 → 2025-10-24
    Newark, DE
  • 2019-08-07 → 2023-08-10
    Securian Financial Services, Inc.
    Newark, DE
    St. Paul, MN
Other Businesses

NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: MORTON, PA NATURE OF BUSINESS: RETAIL/SERVICE POSITION: CONTRACTED WITH TEN TEN TRUTH START DATE: 04/2025 APPROXIMATE HOURS/MONTH: 4 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: YOGA INSTRUCTOR NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: SECANE, PA NATURE OF BUSINESS: ENTERTAINMENT POSITION: GUITARIST START DATE: 06/2024 APPROXIMATE HOURS/MONTH: 8 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: GUITARIST IN CAVALIERE DUO NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: SECANE, PA NATURE OF BUSINESS: LIFE AND HEALTH INSURANCE LICENSE POSITION: N/A START DATE: 03/2019 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-02
  • S66 Uniform Combined State Law Examination
    2019-05-02
Other Names
  • Alex Joseph Cavaliere
  • Alex Cavaliere
  • Alexander Cavaliere
  • Alexander J Cavaliere

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