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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-30
SD RA APPROVED 2018-10-11
  • TX RA
    APPROVED_RES
    Since 2023-08-30
  • SD RA
    APPROVED
    Since 2018-10-11

Branch Locations

825 Saint Joseph St, Rapid City, SD 57701 • United States

6100 S Old Village Pl Ste 200 [Qu-Rbo], Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Rapid City SD 03/2014 Present
Wells Fargo Clearing Services Llc Rapid City SD 04/2018 Present
Other Businesses

AMAZON FLEX DELIVERY SERVICES; NOT INV RELATED; SEATTLE, WA; DELIVERING/SELLING MERCHANDISE; DELIVERY DRIVER; START DATE 01/23/2025; 50 HOURS PER MONTH; 0 HOURS DURING TRADING | RENTAL PROPERTY; INV RELATED; RAPID CITY, SD; 100% OWNERSHIP; 07/2025; 2 HOURS PER MONTH; 0 DURING TRADING; RENTAL PROPERTY | LLC FOR RENTAL PROPERTY; INV RELATED; RAPID CITY, SD; 100% OWNERSHIP; 07/2025; 2 HOURS PER MONTH; 0 DURING TRADING; LLC FOR RENTAL PROPERTY FORK REAL COMMUNITY CAFE; INV RELATED;RAPID CITY ,SD; TREASURER; START DATE: 06/01/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING; BLACK HILLS PROPERTY GROUP LLC ; INV RELATED;RAPID CITY ,SD; SEASONAL RENTAL PROPERTY ;100% OWNERSHIP; START DATE: 07/05/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-29
S63 Uniform Securities Agent State Law Examination 2018-09-01
  • S65 Uniform Investment Adviser Law Examination
    2018-09-29
  • S63 Uniform Securities Agent State Law Examination
    2018-09-01
Other Names
  • Victoria Gherman
  • Victoria Ghermanwang
  • Victoria Gherman Wang

View on SEC IAPD

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