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1825 Nw Corporate Blvd. Suite 300, Boca Raton, FL 33431 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-10-15 |
Branch Locations
1825 Nw Corporate Blvd. Suite 300, Boca Raton, FL 33431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors | Boca Raton | FL | 04/2019 | 09/2021 |
| Kovack Securities, Inc. | Fort Lauderdale | FL | 05/2018 | 08/2018 |
| Arch Masonry | Pittsburgh | PA | 05/2017 | 08/2017 |
| Florida Atlantic University | Boca Raton | FL | 08/2017 | 05/2018 |
| Florida Atlantic University | Boca Raton | FL | 08/2018 | 05/2019 |
| Florida Atlantic University | Boca Raton | FL | 08/2016 | 05/2017 |
| Valic Financial Advisors, Inc. | Boca Raton | FL | 09/2021 | 09/2024 |
| Agia | Houston | TX | 12/2022 | 09/2024 |
| Polen Capital Management, Llc | Boca Raton | FL | 09/2024 | Present |
| Foreside Funds Distributrors Llc | Boca Raton | FL | 10/2024 | Present |
(1). Polen Capital Management, LLC; Investment Related; Boca Raton, FL; Portfolio Management and Distribution; Regional Consultant; Start Date 9/23/2024; 160 Hrs Per Month; Help Relationship Managers tend to existing business relationships and create new business relationships. (2). IN ADDITION TO BEING AN INVESTMENT ADVISOR REPRESENTATIVE OF POLEN CAPITAL MANAGMENT, LLC, THIS ASSOCIATE IS A REGISTERED REPRESENTATIVE OF FORESIDE FUNDS DISTRIBUTORS LLC, AN UNAFFILIATED BROKER DEALER. THE ASSOCIATE IS A REGISTERED REPRESENTATIVE FOR PURPOSES OF FORESIDE FUNDS DISTRIBUTORS LLC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-19 |
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